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540 W. Frontage Road Suite 3315, Northfield, IL 60093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-02-16 |
Branch Locations
540 W. Frontage Road Suite 3315, Northfield, IL 60093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kline Capital Management Llc | Northfield | IL | 06/1999 | Present |
| Us Markets, Inc. | Elmhurst | IL | 03/2015 | 07/2024 |
| Neurotech Llc | Schaumburg | IL | 02/2025 | Present |
1. KLINE CAPITAL GROUP LLC - Owner - consulting company. Company is not investment related. Hours during business hours per month averages 10. 2. KLINE CAPITAL ADVISORS LLC - OWNER - INSURANCE AGENCY. Hours during business hours per month average 1-2. 3. Managing Member; WorkHorse Equipment LLC; Is the business investment related: No; Location of the business: 909 S. RTE 83, SUITE 200 ELMHURST Illinois 60126 United States; Description of the business: Aerial and construction equipment; Responsibilities Duties: Managing Member/COO; Start date with business: 2023-11-01; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 16; Percentage of total yearly compensation expected to be derived from the business: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-27 |
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