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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
FL RA APPROVED 2019-11-21
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • FL RA
    APPROVED
    Since 2019-11-21

Branch Locations

2425 University Drive, Coral Springs, FL 33065 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Coral Springs FL 01/2013 07/2019
Cetera Investment Services Llc St. Cloud MN 01/2013 07/2019
Cetera Investment Advisors Llc Saint Cloud MN 01/2014 07/2019
Cetera Investment Services Coral Springs FL 01/2013 07/2019
Singer Wealth Advisors Boca Raton FL 07/2019 09/2019
Singer Wealth Advisors Inc Boca Raton FL 07/2019 09/2019
Cetera Investment Advisers Llc Coral Springs FL 10/2019 Present
Regions Bank Coral Springs FL 10/2019 Present
Cetera Investment Services Llc St Cloud MN 10/2019 Present
  • 01/2013 → 07/2019
    Regions Bank
    Coral Springs, FL
  • 01/2013 → 07/2019
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → 07/2019
    Cetera Investment Advisors Llc
    Saint Cloud, MN
  • 01/2013 → 07/2019
    Cetera Investment Services
    Coral Springs, FL
  • 07/2019 → 09/2019
    Singer Wealth Advisors
    Boca Raton, FL
  • 07/2019 → 09/2019
    Singer Wealth Advisors Inc
    Boca Raton, FL
  • 10/2019 → Present
    Coral Springs, FL
  • 10/2019 → Present
    Regions Bank
    Coral Springs, FL
  • 10/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Previous Registrations
  • 2019-08-07 → 2019-10-18
    Singer Wealth Advisors Inc.
    Boca Raton, FL
  • 2014-02-11 → 2019-07-15
    Coral Springs, FL
  • 2013-02-04 → 2014-01-29
    Cetera Investment Services Llc
    St Cloud, MN
    Coral Springs, FL
    West Palm Beach, FL
  • 2012-04-23 → 2013-01-22
    Legend Advisory, Llc
    Palm Beach Gardens, FL
    Boca Raton, FL
    Palm Beach Gardens, FL
    Boynton Beach, FL
  • 2000-10-01 → 2011-04-05
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
Other Businesses

SONGWRITER AND RECORDING ARTIST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-14
S63 Uniform Securities Agent State Law Examination 1992-05-18
  • S65 Uniform Investment Adviser Law Examination
    2000-04-14
  • S63 Uniform Securities Agent State Law Examination
    1992-05-18
Other Names
  • Howard Herbert

View on SEC IAPD

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