Dean Slade Bennion

Current Employers

Employment History

• 07/2013 → Present
  Lpl Financial, Llc
  Tacoma, WA
• 12/2013 → 03/2017
  Private Advisor Group, Llc
  Morristown, NJ
• 03/2017 → Present
  Financial Advocates Investment Management
  Tacoma, WA

Previous Registrations

• 2017-04-03 → 2025-06-13
  Financial Advocates Investment Management
  Bellevue, WA
  Olympia, WA
  Tacoma, WA
  Tacoma, WA
  Tacoma, WA
• 2013-12-16 → 2017-04-10
  Private Advisor Group, Llc
  Bellevue, WA
  Morristown, NJ
• 2013-07-22 → 2014-03-07
  Kestra Private Wealth Services, Llc
  Bellevue, WA
  Austin, TX
• 2011-01-03 → 2013-07-24
  Wells Fargo Clearing Services, Llc
  Seattle, WA
  Seattle, WA
• 2006-09-29 → 2011-01-03
  Wells Fargo Investments, Llc
  Seattle, WA
• 1997-09-17 → 2006-10-02
  Wells Fargo Clearing Services, Llc
  Seattle, WA
  Seattle, WA

Other Businesses

1. 09/03/2013 - FOR ACCOUNTING PURPOSES ONLY - SEVEN EIGHTY FOUR - PASS THROUGH ENTITY FOR INVESTMENT BUSINESS. MY ACCOUNTANT RECOMMENDED I SET UP THIS SINGLE OWNER LLC FOR MY BROKERAGE AND RIA REVENUE. - TIME SPENT 60% - BELLEVUE, WA. 2. 09/06/2013 - Kimball Creek Partners - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 07/31/2014 - SEVEN EIGHTY FOUR LLC - NOT INV REL - 35 100th Ave NE Bellevue, WA 98004 - NOTARY - TIME SPENT 1 HOUR PER MONTH - BELLEVUE, WA 4. 1/30/2017 - No Business Name - Not Investment Related - Black Diamond Gun Club, Black Diamond Washington - Other-Instructor - Started 01/19/2017 - 10 Hours Per Month/0 Hours During Securities Trading - Certified Hunter Education Instructor for the State of Washington. 5. 4/6/2018 - Financial Advocates Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/31/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Financial Advocates Investment Management, an independent investment advisor firm. I started this business activity in 3/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/30/2018 - Papa Slade's Creations - Not Investment Related - Home Based - Other-Business Owner - Started 12/31/15 - 5 Hours Per Month/0 Hours During Securities Trading - Make wooden pens, bowls and other turned gift Items. Also use this entity to publish children's books. 7. 10/10/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:07/18/2018 - 0 hrs/mo - 0 hrs during trading. 8. 11/26/2021 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/01/2021 - 1 Hour Per Month During Securities Trading 9. 07/27/2023 - Trigger Goes Outdoors - Not Investment Related - Home Based - Other - Author - Start Date 09/25/2018 - 5 Hours Per Month/ 0 Hours During Trading 10) 05/07/2025 - Kimball Creek Partners - Not Investment Related - At reported business locations - Business Entity For Tax/Investment Purposes Only - Start Date:07/22/2013 - 180Hours Per Month/ 180 Hours During Trading 11) 10/24/2025- Public University (Univ. of Washington - Tacoma)- Other - Part Time Lecturer- INV Related- At Tacoma, WA- Start date 01/06/2026- 15 Hours Per Month 12) 10/14/2025- Real Estate Rental- INV Related- At Port Orchard, WA- Start date 10/15/2025- 10 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-13
• S63 Uniform Securities Agent State Law Examination
  1989-07-18