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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-01
NY RA APPROVED 2021-06-11
TX RA APPROVED_RES 2021-06-05
NJ RA APPROVED 2021-04-19
  • PA RA
    APPROVED
    Since 2024-07-01
  • NY RA
    APPROVED
    Since 2021-06-11
  • TX RA
    APPROVED_RES
    Since 2021-06-05
  • NJ RA
    APPROVED
    Since 2021-04-19

Branch Locations

502 Carnegie Center Suite 101, Princeton, NJ 08540-6289 • United States

Douglassville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Worth Financial Management Llc Dba Worthfm Philadelphia PA 06/2016 12/2017
North Capital Private Securities Salt Lake City UT 04/2018 03/2021
Independent Contractor Douglassville PA 12/2017 04/2018
Rbc Capital Markets, Llc Princeton NJ 03/2021 Present
  • 06/2016 → 12/2017
    Worth Financial Management Llc Dba Worthfm
    Philadelphia, PA
  • 04/2018 → 03/2021
    North Capital Private Securities
    Salt Lake City, UT
  • 12/2017 → 04/2018
    Independent Contractor
    Douglassville, PA
  • 03/2021 → Present
    Princeton, NJ
Previous Registrations
  • 2021-01-28 → 2021-04-21
    Douglassville, PA
    Salt Lake City, UT
  • 2019-09-30 → 2020-12-31
    Salt Lake City, UT
    Douglassville, PA
  • 2016-06-07 → 2017-12-31
    Worthfm
    Philadelphia, PA
  • 2014-03-10 → 2016-06-01
    Malvern, PA
  • 2002-11-06 → 2008-05-05
    Rittenhouse Asset Management, Inc.
    Radnor, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-06-03
S65 Uniform Investment Adviser Law Examination 2014-03-10
  • S63 Uniform Securities Agent State Law Examination
    2021-06-03
  • S65 Uniform Investment Adviser Law Examination
    2014-03-10
Other Names
  • Bridgot Sharon Souilliard

View on SEC IAPD

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