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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-01 |
| NY | RA | APPROVED | 2021-06-11 |
| TX | RA | APPROVED_RES | 2021-06-05 |
| NJ | RA | APPROVED | 2021-04-19 |
Branch Locations
502 Carnegie Center Suite 101, Princeton, NJ 08540-6289 • United States
Douglassville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Worth Financial Management Llc Dba Worthfm | Philadelphia | PA | 06/2016 | 12/2017 |
| North Capital Private Securities | Salt Lake City | UT | 04/2018 | 03/2021 |
| Independent Contractor | Douglassville | PA | 12/2017 | 04/2018 |
| Rbc Capital Markets, Llc | Princeton | NJ | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 2014-03-10 |
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