Jeffrey Sterling Rutherford

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1992 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → 07/2021
  Royal Alliance Associates, Inc.
  Andover, MA
• 08/2021 → 04/2022
  Unemployed
  Rutland, MA
• 04/2022 → Present
  Sagepoint
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2022-04-24 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ

Other Businesses

Licensed Real Estate Salesperson - Commonwealth of Massachusetts - License #9576986. I am not currently appointed with a real estate broker and do not actively participate in the real estate business. Life Insurance Producer - Commonwealth of Massachusetts - License #1714484 - I am not currently appointed with any carriers and do not actively participate in the insurance business.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-09-04

Designations

• Chartered Financial Consultant