Best Investors
Account
Sign in
Best Investors
Account
Sign in
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-02 |
| WA | RA | APPROVED | 2017-11-22 |
Branch Locations
701 Pike Street Suite 2100, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Seattle | WA | 06/2009 | 11/2017 |
| Oppenheimer & Co. Inc | Seattle | WA | 11/2017 | Present |
1. I AM CO-TRUSTEE OF MY MOTHER'S ILIT (INSURANCE TRUST). ONCE A YEAR I WRITE A CHECK TO PAY HER INSURANCE PAYMENT. 2. CO-TRUSTEE WITH MY MOM ON HER TRUST. APPROX. 1 HOUR/MONTH. START DATE 8/25/24
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-07 |
Reach out to this advisor