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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-14
FL RA APPROVED 2005-08-19
  • NY RA
    APPROVED
    Since 2023-02-14
  • FL RA
    APPROVED
    Since 2005-08-19

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

East Hampston, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. New York NY 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
Other Businesses

73 STATION HILL RD, HIGHLAND FALLS, NY 10928. I INHERITED THE PROPERTY UPON MY MOTHER'S PASSING. MY THREE SIBLINGS AND I CURRENTLY HAVE IT RENTED FOR $1500/MO. 20 HENRY ST., BROOKLYN, NY APT. 4DS. I PURCHASED THE PROPERTY IN 2013 FOR MY SON TO LIVE IN WHILE HE WAS IN N.Y.U MED SCHOOL. I CURRENTLY RENT IT FOR $6,300/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-17
S63 Uniform Securities Agent State Law Examination 1991-09-27
  • S65 Uniform Investment Adviser Law Examination
    2005-08-17
  • S63 Uniform Securities Agent State Law Examination
    1991-09-27
Other Names
  • Carlos Auturo Burns
  • Carlos Burns

View on SEC IAPD

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