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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-02-03
TX RA APPROVED_RES 2025-02-03
  • NH RA
    APPROVED
    Since 2025-02-03
  • TX RA
    APPROVED_RES
    Since 2025-02-03

Branch Locations

160 Dover Road Unit 10, Chichester, NH 03258 • United States

12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Chichester NH 05/2016 08/2018
The Investment Center Inc Chichester NH 08/2018 02/2025
Ic Advisory Services Inc Chichester NH 08/2018 02/2025
Independent Financial Group, Llc Chichester NH 02/2025 Present
  • 05/2016 → 08/2018
    Signator Investors, Inc.
    Chichester, NH
  • 08/2018 → 02/2025
    The Investment Center Inc
    Chichester, NH
  • 08/2018 → 02/2025
    Ic Advisory Services Inc
    Chichester, NH
  • 02/2025 → Present
    Chichester, NH
Previous Registrations
  • 2018-08-16 → 2025-02-03
    Ic Advisory Services, Inc.
    Chichester, NH
    Bedminster, NJ
  • 2016-05-13 → 2018-08-20
    Signator Investors, Inc.
    Boston, MA
    Chichester, NH
    Bow, NH
    Boston, MA
  • 1997-07-01 → 2016-05-13
    Chichester, NH
    St. Petersburg, FL
    St. Petersburg, FL
    St. Petersburg, FL
    St. Petersburg, FL
    Bow, NH
Other Businesses

1. FRONTIER FINANCIAL GROUP DBA FOR INSURANCE ONLY, NOT FOR INVESTMENTS. AGENT, OWNER. SELL LIFE, TERM FIXED INSURANCE. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. ESTABLISHED 03/21/1999. 2. FRONTIER FINANCIAL GROUP DBA, TAX PREPARATION ONLY.NOT FOR INVESTMENTS. OWNER. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. FRONTIER FINANCIAL GROUP POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2025 ADDRESS: 160 Dover Road, Unit 10, Chichester NH 03258, United States DESCRIPTION: Fixed insurance sales & tax preperations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-26
S63 Uniform Securities Agent State Law Examination 1989-09-05
  • S65 Uniform Investment Adviser Law Examination
    2017-07-26
  • S63 Uniform Securities Agent State Law Examination
    1989-09-05

View on SEC IAPD

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