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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2007-08-27
  • NH RA
    APPROVED
    Since 2007-08-27

Branch Locations

261 Sheep Davis Rd Bayberry Commons Unit C, Concord, NH 03301-5750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Concord NH 05/2000 Present
Mml Investors Services, Inc. Concord NH 03/2004 Present
  • 05/2000 → Present
    Massmutual Life Insurance Company
    Concord, NH
  • 03/2004 → Present
    Mml Investors Services, Inc.
    Concord, NH
Other Businesses

NAME: SHAUGHNESSY BENEFITS GROUP INV REL: Y ADD: 261 SHEEP DAVIS RD, SUITE C, CONCORD NH 03301 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: AGENT START DATE: 11/12/2014 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 25 DESCRIBE DUTIES: OUTSIDE INSURANCE INCLUDING HEALTH INSURANCE, GROUP DISABILITY, GROUP LIFE, DENTAL, PROPERTY/CASUALTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-09
S63 Uniform Securities Agent State Law Examination 2004-07-12
  • S65 Uniform Investment Adviser Law Examination
    2007-08-09
  • S63 Uniform Securities Agent State Law Examination
    2004-07-12

View on SEC IAPD

Other Firms

Other Investors

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