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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-06-27 |
Branch Locations
595 South Federal Highway Suite 400, Boca Raton, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | Boca Raton | FL | 08/2014 | Present |
| Morgan Stanley | Boca Raton | FL | 08/2014 | Present |
*395253 - SweatFactory Enterprises, LLC; Investment related - Yes; Plantation, Florida; Retail/Online Stores; Officer, Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2020; During business hours: ; After business hours: 12; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-22 |
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