Stephen Thomas Hartman

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 08/2014 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2000-01-26 → 2014-08-25
  Momentum Independent Network Inc.
  Orlando, FL
  Orlando, FL

Other Businesses

1) STEVEHARTMANFINANCIAL...OFFERING INSURANCE PRODUCTS (FIXED AND VARIABLE ANNUITIES AND LIFE INSURANCE PRODUCTS)..WHICH COINCIDES WITH MY INVESTMENT PRODUCT LINE. SAME ADDRESS AS MY INVESTMENT ACTIVITIES. 2 TO 3 HOURS PER WEEK. 2) PRIVADA WEALTH - INVESTMENT RELATED - 549 WYMORE RD NORTH, SUITE 110-B MAITLAND, FL 32751 - DBA NAME FOR SECURITIES BUSINESS - FINANCIAL PLANNER/INDEPENDENT CONTRACTOR - 12/1/2017 - 140 HRS PER MONTH - 140 HRS DURING TRADING HRS

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-27
• S63 Uniform Securities Agent State Law Examination
  1989-08-09

Other Names

• Steve Hartman