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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-08-08 |
Branch Locations
100 Winners Circle Suite 155, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Nashville | TN | 07/2008 | 04/2018 |
| Raymond James Financial Services, Inc | Franklin | TN | 04/2018 | 08/2022 |
| Southwestern Investment Advisory Services | Franklin | TN | 05/2018 | 08/2022 |
| Flautt Wealth Team | Franklin | TN | 04/2018 | Present |
| Commonwealth Financial Network | Waltham | MA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-30 |
| S65 | Uniform Investment Adviser Law Examination | 2001-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-14 |
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