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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2018-03-09
  • DE RA
    APPROVED
    Since 2018-03-09

Branch Locations

17644 Coastal Hwy Suite 3, Lewes, DE 19958 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Newark DE 05/2015 08/2017
Fulton Bank Lewes DE 08/2017 08/2018
Raymond James Financial Services, Inc. Lewes DE 02/2018 Present
Raymond James Financial Services Advisors Inc. Lewes DE 03/2018 Present
Fulton Bank, N.A. Lewes DE 08/2018 Present
  • 05/2015 → 08/2017
    Pnc Investments
    Newark, DE
  • 08/2017 → 08/2018
    Fulton Bank
    Lewes, DE
  • 02/2018 → Present
    Raymond James Financial Services, Inc.
    Lewes, DE
  • 03/2018 → Present
    Lewes, DE
  • 08/2018 → Present
    Fulton Bank, N.A.
    Lewes, DE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-01
S63 Uniform Securities Agent State Law Examination 1994-03-30
  • S66 Uniform Combined State Law Examination
    2015-07-01
  • S63 Uniform Securities Agent State Law Examination
    1994-03-30
Other Names
  • Bill Keetley

View on SEC IAPD

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