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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-05-04 |
Branch Locations
1702 E. Highland Ave Suite 204, Phoenix, AZ 85016 • United States
Prescott, AZ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2014 | 12/2018 |
| Planmember Securities Corporation | Carpinteria | CA | 01/2019 | 04/2022 |
| One2One Wealth Strategies | Scottsdale | AZ | 01/2019 | 04/2022 |
| Uber | Phoenix | AZ | 12/2018 | 03/2022 |
| Lyft | Phoenix | AZ | 12/2018 | 03/2022 |
| Howard Jones | Phoenix | AZ | 07/2020 | 03/2022 |
| Howard Jones | Gilbert | AZ | 02/2021 | 03/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2022 | Present |
| Cetera Investment Advisers Llc | Phoenix | AZ | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-07 |
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