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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| DC | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| KS | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| NJ | RA | APPROVED | 2021-07-21 |
| PA | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2021-07-21 |
| SD | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WI | RA | APPROVED | 2021-07-21 |
Branch Locations
31461 Rancho Viejo Rd Ste 102, San Juan Capistrano, CA 92675 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | San Juan Capistrano | CA | 06/1989 | 07/2021 |
| Various Insurance Carriers | San Juan Capistrano | CA | 09/1989 | 07/2021 |
| Rental Property | Chicago | IL | 09/2016 | 07/2021 |
| William L. Knoke, Inc | San Juan Capistrano | CA | 01/1989 | 07/2021 |
| Lpl Financial Llc | San Juan Capistrano | CA | 07/2021 | Present |
1) 1/1/2021 - WILLIAM KNOKE / Non-Variable Insurance / INVESTMENT RELATED / 4HR/MO / 2 % / 31461 Rancho Viejo Rd. 102, San Juan Capistrano, CA 92675 2) 2/1/1993 - William L. Knoke, Inc. aka The Knoke Group / Tax Prep/Accounting/CPA / INVESTMENT RELATED / 120 HR/ MO / 45 % / 31461 Rancho Viejo Road, Suite 102, San Juan Capistrano, CA, 92675 3) 9/1/2016 - Rental Property / Real Estate Rental / 253 E. Delaware Pl, Unit 7A, Chicago , IL, , 60611 / INVESTMENT RELATED / 1 HR/ MO / 1% / 253 E. Delaware Pl, Unit 7A, Chicago , IL, , 60611
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-08 |
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