Joey Van Oxford

Employer firm

Capital Wealth Planning, LLC CRD 150764

$17.2B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• PROVIDING SUB-ADVISORY SERVICES TO OTHER REGISTERED INVESTMENT ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1995 → 12/2016
  Fidelity Brokerage Services, Inc.
  Irving, TX
• 01/2019 → 09/2019
  Ameriprise Financial Services, Inc.
  Watauga, TX
• 01/2017 → 12/2018
  Unemployed
  Keller, TX
• 09/2019 → 12/2020
  Unemployed
  Bonita Springs, FL
• 12/2020 → 03/2021
  Armstrong Purselley Wealth Management Group
  Bedford, TX
• 12/2020 → 03/2021
  Cetera Advisor Networks
  El Segunndo, CA
• 12/2020 → 03/2021
  Cwm, Llc Dba Carson Partners
  Bedford, TX
• 03/2021 → Present
  Capital Wealth Planning, Llc
  Naples, FL

Previous Registrations

• 2021-02-22 → 2021-03-12
  Cetera Wealth Services, Llc
  Bonita Springs, FL
  South Lake, TX
• 2021-02-19 → 2021-03-01
  Cwm, Llc
  Omaha, NE
  Bedford, TX
• 2019-02-11 → 2019-09-03
  Ameriprise Financial Services, Llc
  Watauga, TX
• 2000-06-30 → 2016-12-02
  Strategic Advisers Llc
  Westlake, TX
• 2005-04-27 → 2007-03-28
  Fidelity Personal Trust Company, Fsb
  Westlake, TX

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2019 APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE

Exams

• S66 Uniform Combined State Law Examination
  2000-06-01
• S63 Uniform Securities Agent State Law Examination
  1990-02-05

Other Names

• Joe Oxford