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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-15
NC RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2021-04-15
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

110 S Stratford Rd Fl 5, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow Winston-Salem NC 12/2008 02/2021
Bb&T Securities, Llc Winston-Salem NC 01/2013 02/2021
Truist Investment Services, Inc. Winston-Salem NC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 12/2008 → 02/2021
    Scott & Stringfellow
    Winston-Salem, NC
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Winston-Salem, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Winston-Salem, NC
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Winston-Salem, NC
    Richmond, VA
  • 2008-12-12 → 2013-01-02
    Scott & Stringfellow, Llc
    Winston-Salem, NC
  • 2002-06-11 → 2008-12-15
    Clemmons, NC
    Winston Salem, NC
  • 2001-12-31 → 2002-07-12
    Independent Advisers Group Corp
    Winston-Salem, NC
Other Businesses

HOGE BROTHERS LLC POSITION: Mnging Partner NATURE: Hunting & recreational property INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 06/01/2016 ADDRESS: Advance NC DESCRIPTION: LLC owns hunting property LVH ALS Foundation POSITION: Founder & President NATURE: Non-Profit for ALS research INVST RELATED: No NUMBER OF HRS: 20 SECURITIES TRADING HRS: 0 START DATE: 01/25/2014 ADDRESS: Advance NC SHIRLEY J. MYERS POSITION: Successor Healthcare POA NATURE: Brett was asked to serve as Successor HPOA for family friend. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: Clemmons NC RIVER OAK FARM LLC POSITION: Managing Member/Owner NATURE: LLC owns hunting & farmland INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 05/02/2013 ADDRESS: Advance NC DESCRIPTION: Passive LLC owns recreational hunting & farmland CENTERS OF AGING AND REHABILITATION OF FLORIDA, INC POSITION: Board Member NATURE: Board Member (Director) Limited to the operation & maintenance of nonprofit hospitals, nursing homes, homes for aged, & rehabilitation centers INVST RELATED: No NUMBER OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 09/16/2020 ADDRESS: Miami FL RGH & BRH LLC POSITION: Managing Member NATURE: Gifting shares of Pneuma which is a private placement INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 06/01/2021 ADDRESS: Advance NC DESCRIPTION: Managing Member BOD INVESTORS LLC POSITION: Managing Member NATURE: LLC to invest in Ascend Medical INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2021 ADDRESS: Advance NC DESCRIPTION: Invest in Ascend Medical BOD INVESTORS II POSITION: Member NATURE: A Pass Though LLC set up to invest in Series B INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 12/15/2021 ADDRESS: Advance NC DESCRIPTION: Managing Member in charge of paperwork BOD LAUNDRY POSITION: Managing Member NATURE: LLC to invest in Laundry Mat Franchises. INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 08/28/2023 ADDRESS: Advance NC DESCRIPTION: Managing member, other members are family and coworkers. ASCEND MEDICAL POSITION: Advisory Board Member NATURE: Med Tech INVST RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 07/01/2023 ADDRESS: Atlanta GA DESCRIPTION: Strategic Advisor shall be available for consultation. APPALACHIAN STATE UNIVERSITY FOUNDATION, INC. POSITION: Board Member NATURE: Appalachian State University Foundation, Inc. is operated exclusively for the charitable, educational and scientific purposes that support and benefit Appalachian State University. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2025 ADDRESS: Boone NC, United States DESCRIPTION: Participate in board meetings and events. NEWTON GOLF POSITION: Chairman of the Board NATURE: Golf Equipment Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 03/15/2022 ADDRESS: Camarillo CA, United States DESCRIPTION: Board Member and Chair of the Nominating and Governance Committee and member of Comp and Audit Committee. "NWTG" is a publicly traded company on the Nasdaq. My role is to offer strategic advice to leadership from financial activities, operations, potential acquisitions, Exec Comp etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-31
S63 Uniform Securities Agent State Law Examination 1999-07-27
  • S65 Uniform Investment Adviser Law Examination
    1999-12-31
  • S63 Uniform Securities Agent State Law Examination
    1999-07-27

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