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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-15 |
| NC | RA | APPROVED | 2021-02-17 |
Branch Locations
110 S Stratford Rd Fl 5, Winston-Salem, NC 27104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott & Stringfellow | Winston-Salem | NC | 12/2008 | 02/2021 |
| Bb&T Securities, Llc | Winston-Salem | NC | 01/2013 | 02/2021 |
| Truist Investment Services, Inc. | Winston-Salem | NC | 02/2021 | Present |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | Present |
HOGE BROTHERS LLC POSITION: Mnging Partner NATURE: Hunting & recreational property INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 06/01/2016 ADDRESS: Advance NC DESCRIPTION: LLC owns hunting property LVH ALS Foundation POSITION: Founder & President NATURE: Non-Profit for ALS research INVST RELATED: No NUMBER OF HRS: 20 SECURITIES TRADING HRS: 0 START DATE: 01/25/2014 ADDRESS: Advance NC SHIRLEY J. MYERS POSITION: Successor Healthcare POA NATURE: Brett was asked to serve as Successor HPOA for family friend. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: Clemmons NC RIVER OAK FARM LLC POSITION: Managing Member/Owner NATURE: LLC owns hunting & farmland INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 05/02/2013 ADDRESS: Advance NC DESCRIPTION: Passive LLC owns recreational hunting & farmland CENTERS OF AGING AND REHABILITATION OF FLORIDA, INC POSITION: Board Member NATURE: Board Member (Director) Limited to the operation & maintenance of nonprofit hospitals, nursing homes, homes for aged, & rehabilitation centers INVST RELATED: No NUMBER OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 09/16/2020 ADDRESS: Miami FL RGH & BRH LLC POSITION: Managing Member NATURE: Gifting shares of Pneuma which is a private placement INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 06/01/2021 ADDRESS: Advance NC DESCRIPTION: Managing Member BOD INVESTORS LLC POSITION: Managing Member NATURE: LLC to invest in Ascend Medical INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2021 ADDRESS: Advance NC DESCRIPTION: Invest in Ascend Medical BOD INVESTORS II POSITION: Member NATURE: A Pass Though LLC set up to invest in Series B INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 12/15/2021 ADDRESS: Advance NC DESCRIPTION: Managing Member in charge of paperwork BOD LAUNDRY POSITION: Managing Member NATURE: LLC to invest in Laundry Mat Franchises. INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 08/28/2023 ADDRESS: Advance NC DESCRIPTION: Managing member, other members are family and coworkers. ASCEND MEDICAL POSITION: Advisory Board Member NATURE: Med Tech INVST RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 07/01/2023 ADDRESS: Atlanta GA DESCRIPTION: Strategic Advisor shall be available for consultation. APPALACHIAN STATE UNIVERSITY FOUNDATION, INC. POSITION: Board Member NATURE: Appalachian State University Foundation, Inc. is operated exclusively for the charitable, educational and scientific purposes that support and benefit Appalachian State University. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2025 ADDRESS: Boone NC, United States DESCRIPTION: Participate in board meetings and events. NEWTON GOLF POSITION: Chairman of the Board NATURE: Golf Equipment Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 03/15/2022 ADDRESS: Camarillo CA, United States DESCRIPTION: Board Member and Chair of the Nominating and Governance Committee and member of Comp and Audit Committee. "NWTG" is a publicly traded company on the Nasdaq. My role is to offer strategic advice to leadership from financial activities, operations, potential acquisitions, Exec Comp etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-27 |
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