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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-08-05
GA RA APPROVED 2020-01-10
AL RA APPROVED 2019-08-21
AZ RA APPROVED 2015-04-06
  • NJ RA
    APPROVED
    Since 2020-08-05
  • GA RA
    APPROVED
    Since 2020-01-10
  • AL RA
    APPROVED
    Since 2019-08-21
  • AZ RA
    APPROVED
    Since 2015-04-06

Branch Locations

190 Bluegrass Valley Pkwy., Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group, Inc. Alpharetta GA 05/2014 Present
Transamerica Financial Advisors, Inc Alpharetta GA 01/2015 Present
Unicity International Inc. Provo UT 01/2023 Present
Net Law Louisville KY 06/2024 Present
Wealthwave Alpharetta GA 02/2023 Present
  • 05/2014 → Present
    World Financial Group, Inc.
    Alpharetta, GA
  • 01/2015 → Present
    Transamerica Financial Advisors, Inc
    Alpharetta, GA
  • 01/2023 → Present
    Unicity International Inc.
    Provo, UT
  • 06/2024 → Present
    Net Law
    Louisville, KY
  • 02/2023 → Present
    Wealthwave
    Alpharetta, GA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Wealthwave | approved co-brand company through WFGIA | investment related | 2/2023 | johns Creek, GA UNICITY INTERNATIONAL INC. POSITION: Sales / NATURE: Health Supplements INVESTMENT RELATED: No /NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 /START DATE: 01/01/2023 /ADDRESS: 1712 S East Bay Blvd, Ste 100, Provo UT 84606-6144, United States / DESCRIPTION: If someone asks me how I lost weight I will share the product with them. NET LAW: POSITION: Referral Agent / NATURE: Estate Planning INVESTMENT RELATED: No / NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1/ START DATE: 06/20/2024/ ADDRESS: 12910 Shelbyville Rd, Suite 124, Louisville KY 40243, United States / DESCRIPTION: Refer business to Net Law for my clients at TFA and WFG if they have a need for Estate Planning with setting up a Will or Trust.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-03
S63 Uniform Securities Agent State Law Examination 2015-02-20
  • S65 Uniform Investment Adviser Law Examination
    2015-04-03
  • S63 Uniform Securities Agent State Law Examination
    2015-02-20
Other Names
  • Chris Whetten

View on SEC IAPD

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