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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-08-05 |
| GA | RA | APPROVED | 2020-01-10 |
| AL | RA | APPROVED | 2019-08-21 |
| AZ | RA | APPROVED | 2015-04-06 |
Branch Locations
190 Bluegrass Valley Pkwy., Alpharetta, GA 30005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Alpharetta | GA | 05/2014 | Present |
| Transamerica Financial Advisors, Inc | Alpharetta | GA | 01/2015 | Present |
| Unicity International Inc. | Provo | UT | 01/2023 | Present |
| Net Law | Louisville | KY | 06/2024 | Present |
| Wealthwave | Alpharetta | GA | 02/2023 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Wealthwave | approved co-brand company through WFGIA | investment related | 2/2023 | johns Creek, GA UNICITY INTERNATIONAL INC. POSITION: Sales / NATURE: Health Supplements INVESTMENT RELATED: No /NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 /START DATE: 01/01/2023 /ADDRESS: 1712 S East Bay Blvd, Ste 100, Provo UT 84606-6144, United States / DESCRIPTION: If someone asks me how I lost weight I will share the product with them. NET LAW: POSITION: Referral Agent / NATURE: Estate Planning INVESTMENT RELATED: No / NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1/ START DATE: 06/20/2024/ ADDRESS: 12910 Shelbyville Rd, Suite 124, Louisville KY 40243, United States / DESCRIPTION: Refer business to Net Law for my clients at TFA and WFG if they have a need for Estate Planning with setting up a Will or Trust.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-20 |
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