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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • IL RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

5732 E Riverside Blvd, Loves Park, IL 61111 • United States

Rockford, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Rockford IL 01/1999 Present
Raymond James Financial Services Advisors, Inc Rockford IL 01/2009 Present
Finra Rockford IL 01/2011 01/2023
Other Businesses

(1) Name of Business: Argent Capital, Inc. Address: 5732 E. Riverside Blvd., Loves Park , IL, 61111, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 09/03/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-02
S63 Uniform Securities Agent State Law Examination 1989-07-20
  • S65 Uniform Investment Adviser Law Examination
    1997-04-02
  • S63 Uniform Securities Agent State Law Examination
    1989-07-20
Other Names
  • Steven Frederic Doepke
  • Steve Frederick Doepke

View on SEC IAPD

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