Steven Frederick Doepke

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → Present
  Raymond James Financial Services, Inc.
  Rockford, IL
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Rockford, IL
• 01/2011 → 01/2023
  Finra
  Rockford, IL

Other Businesses

(1) Name of Business: Argent Capital, Inc. Address: 5732 E. Riverside Blvd., Loves Park , IL, 61111, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 09/03/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-02
• S63 Uniform Securities Agent State Law Examination
  1989-07-20

Other Names

• Steven Frederic Doepke
• Steve Frederick Doepke