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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-07-21 |
Branch Locations
6420 Southwest Blvd Ste 125, Fort Worth, TX 76109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co | Horsham | PA | 05/2002 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2014 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2014 | Present |
1) RAY E STEWARD, PC. 6420 SOUTHWEST BLVD, STE 125, FORT WORTH, TX, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.01/28/83, INV REL, 15 HR/WK- 25/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-25/WK-25/TRADING 06/30/14 3) R STEWARD FINANCIAL, 6420 Southwest Blvd., Suite 125, Benbrook TX 76109, 02/2026, Investment Advisor Representative, DBA Name, NIR, 80 HR/MO, 80 HR/MO TRADING 4) HOPE FARN, INC., 865 East Ramsey Ave, Fort Worth TX 76104, 05/2005, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO, 3 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-22 |
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