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Mark Anthony Pitre

California Financial Advisors

San Ramon, CA

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Current Employers
California Financial Advisors

12657 Alcosta Blvd Suite 470, San Ramon, CA 94583 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-10-27
CA RA APPROVED 1998-03-09
  • TX RA
    APPROVED
    Since 2006-10-27
  • CA RA
    APPROVED
    Since 1998-03-09

Branch Locations

2303 Camino Ramon Suite 250, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maloon, Powers, Pitre & Higgins, Llc Dba Cfa San Ramon CA 01/1998 Present
Foothill Securities Burlingame CA 08/2014 11/2016
  • 01/1998 → Present
    Maloon, Powers, Pitre & Higgins, Llc Dba Cfa
    San Ramon, CA
  • 08/2014 → 11/2016
    Foothill Securities
    Burlingame, CA
Other Businesses

1)MARK PITRE INDEPENDENT CONTRACTOR; SAN RAMON, CA; INSURANCE SALES; INVESTMENT RELATED; AGENT; START DATE 12/01/1998; 1 HOUR/MONTH; 0 HOURS DURING TRADING HOURS; INSURANCE SALES AND SERVICING OF EXISTING INSURANCE CONTRACTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-08
S63 Uniform Securities Agent State Law Examination 1991-03-14
  • S65 Uniform Investment Adviser Law Examination
    1994-09-08
  • S63 Uniform Securities Agent State Law Examination
    1991-03-14
Designations

View on SEC IAPD

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