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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-02-28
IL RA APPROVED 2003-08-05
MO RA APPROVED 2003-02-19
  • TX RA
    APPROVED_RES
    Since 2007-02-28
  • IL RA
    APPROVED
    Since 2003-08-05
  • MO RA
    APPROVED
    Since 2003-02-19

Branch Locations

109 Chesterfield Business Pkwy, Chesterfield, MO 63005-1233 • United States

Executive Plaza 1 Ste 260 333 Salem Pl, Fairview Heights, IL 62208 • United States

5377 Highway N Ste 218, Cottleville, MO 63304 • United States

Scottsdale, AZ • United States

Scottsdale, AZ • United States

149 Chesterfield Business Pkwy, Chesterfield, MO 63005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chesterfield MO 12/1989 03/2020
Ameriprise Financial Services, Llc Chesterfield MO 03/2020 Present
Other Businesses

Business Ownership; Cole Creek Partners LLC; Owner; LLC owns the office condo; 109 Chesterfield ParkwayChesterfield MO 63005, ,; Not Investment-Related; 08/05/2012; 1 to 9 hours per month; 0 during trading hours / JABMB LLC; Merge, assist with operations and facilitate succession of the financial planning practice with Ameriprise Advisor, John Beaudoin; Manage Ameriprise Business; 109 Chesterfield Business Pkwy, , Chesterfield, MO, 63005; Not Investment-Related; 07/20/2022; 1 to 9 hours per month; 0 during trading hours / Confluence Limited LLC; Managing partner; The LLC owns team checking account to manage business expenses; 109 Chesterfield Business Parkway, , Chesterfield, MO, 63005; Investment-Related; 02/09/2021; 1 to 9 hours per month; 0 during trading hours / MBTK, LLC; Co-owner; Real Estate; 149 Chesterfield Business Parkway, , Chesterfield Mo, MO, 63005; Investment-Related; 06/14/2023; 1 to 9 hours per month; 0 during trading hours / Matt Burke Enterprises; Owner; Manage Ameriprise Business; 10222 E Nolina Trail, , Scottsdale, AZ, 85262; Investment-Related; 12/18/2024; 1 to 9 hours per month; 0 during trading hours / MJB Ventures; Owner; LLC will own mutual funds and stocks that will make income distributions to Ameriprise business partners or fund future business investments.; 10222 east nolina trail, , scottsdale, AZ, 85262; Investment-Related; 05/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; JABMB LLC; Vice President - Merge, assist with operations and facilitate succession of the financial planning practice with Ameriprise Advisor, John Beaudoin; Manage advisory business; 109 Chesterfield Business Pkwy, , Chesterfield, MO, 63005; Not Investment-Related; 08/01/2022; 1 to 9 hours per month; 0 during trading hours / Matt Burke Enterprises; Owner; Manage advisory business; 10222 E Nolina Trail, , Scottsdale, AZ, 85262; Investment-Related; 12/18/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-02-16
  • S63 Uniform Securities Agent State Law Examination
    1990-02-16
Designations

View on SEC IAPD

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