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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
901 Grove St, Evanston, IL 60201 • United States
1145 Wilmette Ave, Wilmette, IL 60091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ausdal Financial Partners Inc | Davenport | IA | 07/2014 | 06/2019 |
| Fifth Third Bank | Glenview | IL | 06/2019 | 03/2023 |
| Fifth Third Securities | Glenview | IL | 06/2019 | 03/2023 |
| Wintrust Investments, Llc | Wilmette | IL | 03/2023 | 01/2025 |
| Lpl Financial Llc | Wilmette | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/25/2025- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-25 |
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