Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-07-14
MO RA APPROVED 2015-06-29
  • TX RA
    APPROVED
    Since 2015-07-14
  • MO RA
    APPROVED
    Since 2015-06-29

Branch Locations

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ladue MO 05/2015 Present
Bank Of America, N.A. Ladue MO 06/2015 Present
Other Businesses

I*1954263, Entity Type:Entity Charitable , Name of OBA: St Martha's Hall Address: St Louis, MO Investment Related: Yes Position, Title, Association: Committee,Board Member Employee Start Date: 9/9/24 No Hours: 4 hrs monthly No Hours during trading: Duties:I have been asked to sit on the finance committee. I understand that I cannot lead this committee. All decisions are made by the committee, and this organizations falls under Catholic Charities and all committee decisions have to be approved by Catholic Charites before implementing. Our team does not have any clients that are currently on the board.I*: 2131279Entity Type: Entity CharitableName of OBA: Stages St. LouisAddress: Chesterfield, MO 63017Investment Related: NPosition, Title, Association: Board MemberEmployee Start Date: 01/21/2025No Hours: 5hr/mrNo Hours during trading:0Duties: Stages St Louis is a local theater hosting musicals and plays. Purpose of the organization is to promote advancement of artists, art students, actors, writers producers and publishers. My role of the board would be education and outreach. The purpose and Duties: Purpose. The purpose of the Education and Outreach Committee is to ensure that the Academy and Outreach programs have the resources and support required to maximize all programming opportunities available to the St. Louis community.The duties of the Education and Outreach Committee are:(a)Work with the Director of Education and Outreach Manager to develop and implement a strategic plan that provides revenue from Academy and Outreach programming, but also supports developmental programs offered by the Corporation.(b)Measure profitability on a regular basis and work with the Academy and Outreach staff to implement any necessary changes in order to reach long-term goals.(c)Work with other committees to ensure that the Academy and Outreach program. I*3844280 Entity Type: N/A Name of OBA: Clayton Garden Club Address: Clayton, Missouri, 63105 Investment Related: No Position, Title, Association: Officer Employee Start Date: 03/01/2026 Number of Hours: 3, Monthly Number of Hours during trading: 3, Monthly Duties: Promote conservation in St Louis Vice President - responsible to finding outside speakers for each meeting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-26
S63 Uniform Securities Agent State Law Examination 1994-12-14
  • S66 Uniform Combined State Law Examination
    2015-06-26
  • S63 Uniform Securities Agent State Law Examination
    1994-12-14
Other Names
  • Heather Leigh Pennington
  • Heather L Pennington
  • Heather Leigh Akred

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Frontenac, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor