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403 N. Parkway Ste. 101, Jackson, TN 38305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-21 |
| UT | RA | APPROVED | 2023-11-03 |
Branch Locations
2150 S. 1300 E. Suite 500, Salt Lake City, UT 84106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Salt Lake City | UT | 06/2011 | 11/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2017 |
| E.K. Riley Investments, Llc | Seattle | WA | 11/2017 | 10/2019 |
| Securities Service Network | Salt Lake City | UT | 10/2019 | 09/2020 |
| Securities America, Inc. | Salt Lake City | UT | 09/2020 | 11/2023 |
| Securities America Advisors, Inc. | Salt Lake City | UT | 09/2020 | 11/2023 |
| Silver Oak Securities | Jackson | TN | 11/2023 | Present |
TruNorth Investment Management,Is Investment Related,"2150 South 1300 East, Suite 500, Salt Lake City, UT, 81406, United States",DBA & Insurance Sales,Owner,2017-11-01,160 hours per month,120 hours per month during trading hours,Commission Compensation,DBA for independent financial advisory practice and offer sales of insurance and fixed annuity products via Highland Capital Brokerage (FMO) Sock Monkeys LLC,Is Not Investment Related, 3002 Windsor Lane, Bountiful, UT 84010,LLC for real estate holdings,owner,2015-04-15,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Own vacant lot in Park City, Utah"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-12 |
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