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Michelle L Fleming

Morgan Stanley

Tucson, AZ

Scottsdale, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-11
AZ RA APPROVED 2015-09-23
  • TX RA
    APPROVED_RES
    Since 2020-03-11
  • AZ RA
    APPROVED
    Since 2015-09-23

Branch Locations

7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Tucson AZ 07/1993 Present
Morgan Stanley Smith Barney Tucson AZ 06/2009 Present
  • 07/1993 → Present
    Citigroup Global Markets Inc.
    Tucson, AZ
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-16
S63 Uniform Securities Agent State Law Examination 1990-02-03
  • S65 Uniform Investment Adviser Law Examination
    2015-09-16
  • S63 Uniform Securities Agent State Law Examination
    1990-02-03
Other Names
  • Michelle A Lynch
  • Michelle Ann Lynch
  • Michelle Ann Lynchfleming
  • Michelle Ann Fleming

View on SEC IAPD

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Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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