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Current Employers
Huntleigh Advisors, Inc.

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2016-12-22
CA RA APPROVED 2016-12-13
FL RA APPROVED 2016-09-22
KY RA APPROVED 2016-09-08
IL RA APPROVED 2016-09-07
MO RA APPROVED 2016-09-07
  • KS RA
    APPROVED
    Since 2016-12-22
  • CA RA
    APPROVED
    Since 2016-12-13
  • FL RA
    APPROVED
    Since 2016-09-22
  • KY RA
    APPROVED
    Since 2016-09-08
  • IL RA
    APPROVED
    Since 2016-09-07
  • MO RA
    APPROVED
    Since 2016-09-07

Branch Locations

7800 Forsyth Blvd 5Th Floor, St. Louis, MO 63105 • United States

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntleigh Advisors, Inc. St. Louis MO 08/2016 Present
Previous Registrations
  • 2000-04-05 → 2016-09-28
    Mindshare Capital Management, Llc
    St. Louis, MO
    St. Louis, MO
  • 2003-01-06 → 2014-02-03
    B. Riley Wealth Management
    St. Louis, MO
    St. Louis, MO
Other Businesses

KRD ENTERPRISES, LLC (TJ1, LLC & TJ2, LLC), NOT INVESTMENT RELATED; START DATE: 02/2012; 39 WILLOW HILL RD, ST. LOUIS, MO 3 63124, CHIROPRACTIC CLINICS, INVESTOR & MEMBER, 8 HRS/ WEEK, 2 HRS/ WEEK DURING TRADING HOURS. PROVIDE ONGOING BUSINESS ADVICE. TIME DEVOTED TO THIS ACTIVITY WILL BE MINIMAL AFTER START-UP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-04
S63 Uniform Securities Agent State Law Examination 1989-07-06
  • S65 Uniform Investment Adviser Law Examination
    2000-04-04
  • S63 Uniform Securities Agent State Law Examination
    1989-07-06

View on SEC IAPD

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