Best Investors
Account
Sign in
Best Investors
Account
Sign in
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-05-10 |
| TX | RA | APPROVED_RES | 2022-05-10 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 11/2004 | 02/2018 |
| Lpl Financial Llc | Troy | MI | 02/2018 | 05/2022 |
| Kestra Investments Services Llc | Troy | MI | 05/2022 | Present |
| Kestra Advisory Services Llc | Troy | MI | 05/2022 | Present |
Business Name: SOCIETY FOR LIFETIME PLANNING POSITION: Registered Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 10/01/2004 ADDRESS: 1111 W. Long Lake Road, Suite 300, Troy MI 48098-0006, United States DESCRIPTION: Establishing new accounts for clients and providing service for existing accounts Business Name:KESTRA ADVISORY SERVICES POSITION: Registered Rep NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 05/05/2022 ADDRESS: 5707 Southwest Parkway, Building 2/Suite 400, Austin TX 78735, United States DESCRIPTION: Establishing new investments accounts and provide service to existing accounts. Business Name:WENDY POTTER - INSURANCE POSITION: Agent/Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/01/1990 ADDRESS: 1111 W. Long Lake Road, Suite 300, Troy MI 48098-6333, United States DESCRIPTION: I discuss needs, get quotes, and then help clients set up life, disability insurance & long term care. Business Name: WENDY POTTER POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/03/2023 ADDRESS: 1111 W. Long Lake Road, Suite 300, Troy MI 48098-6333, United States DESCRIPTION: I work with 3D Advisors, to help offer clients competitive fixed annuities, from multiple insurance carriers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-08 |
Reach out to this advisor