Best Investors Account Sign in

Richard Harrison Streisfeld

Morgan Stanley

Ridgefield, CT

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-02
CT RA APPROVED 2009-06-01
NJ RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-07-02
  • CT RA
    APPROVED
    Since 2009-06-01
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

90 Grove Street, Ridgefield, CT 06877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Ridgefield CT 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Ridgefield, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2009-01-05 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ridgefield, CT
    Purchase, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-22
S63 Uniform Securities Agent State Law Examination 1989-07-06
  • S65 Uniform Investment Adviser Law Examination
    2008-12-22
  • S63 Uniform Securities Agent State Law Examination
    1989-07-06
Other Names
  • Rich Streisfeld

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATOS WEALTH PARTNERS, LTD
J.P. MORGAN SECURITIES LLC
EDWARD JONES
R & R WEALTH STRATEGIES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
INVENIRE CAPITAL, LLC

Other Investors

ELYSSIA CATHARYN POLAND
NELSON NOREN EHINGER
Jennifer Bower Perkins
David M Lewson
LISA A CERBONE MONTALTO
Levar D Brown
BARBARA ANN MCMAHON
ILLONA MARIE VITALI

Other Offices

OSAIC INSTITUTIONS, INC. · RIDGEFIELD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIDGEFIELD, CT
STRATOS WEALTH PARTNERS, LTD · Ridgefield, CT
J.P. MORGAN SECURITIES LLC · RIDGEFIELD, CT
EDWARD JONES · Ridgefield, CT
R & R WEALTH STRATEGIES, LLC · RIDGEFIELD, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Ridgefield, CT
INVENIRE CAPITAL, LLC · RIDGEFIELD, CT

More in Ridgefield, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor