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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-26
PA RA APPROVED 2006-08-02
  • TX RA
    APPROVED_RES
    Since 2025-09-26
  • PA RA
    APPROVED
    Since 2006-08-02

Branch Locations

1736 Ferguson Rd, Allison Park, PA 15101 • United States

Pittsburgh, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Allison Park PA 04/2004 Present
Thrivent Financial For Lutherans Appleton WV 06/2006 Present
Other Businesses

"MILE POST 6" POSITION: Member NATURE: "Mile Post 6" is a Rock and Roll Band that I am a member of. It is made up of 5 members who are my friends and neighbors. We have been playing together for more than 3 years but have never accepted compensation forany of ourlive performances. I do have a resonable expectation that going forwardwe may be offered some compensation.It is not an "official organization" at this point and there is no tax IDnumber. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/13/2016 ADDRESS: 217 Beech St, Pittsburgh PA 15218, United States DESCRIPTION: I play guitar and provide vocals, although probably 90% of the time we are rehearsing and not performing in public. TODD & CAULKINS LIMITED POSITION: Co-Owner NATURE: Personal Thrivent office space - we also rent to other Thrivent Financial Reps INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/27/2012 ADDRESS: 1736 Ferguson Rd, Allison Park PA 15101, United States DESCRIPTION: Office building used to conduct regular Thrivent business. Landlord

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-31
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2006-07-31
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Other Names
  • Alan I Caulkins

View on SEC IAPD

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