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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-10-05
  • PA RA
    APPROVED
    Since 2011-10-05

Branch Locations

4068 Mt Royal Blvd Ste. 210, Allison Park, PA 15101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mt. Lebanon Recreation Pittsburgh PA 03/1977 Present
Sandra Solomon Associates Pittsburgh PA 01/1980 Present
Connecticut General Life Ins. Co. Pittsburgh PA 11/1984 Present
Cambridge Investment Research, Inc Fairfield IA 10/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2011 Present
  • 03/1977 → Present
    Mt. Lebanon Recreation
    Pittsburgh, PA
  • 01/1980 → Present
    Sandra Solomon Associates
    Pittsburgh, PA
  • 11/1984 → Present
    Connecticut General Life Ins. Co.
    Pittsburgh, PA
  • 10/2011 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 10/2011 → Present
    Fairfield, IA
Previous Registrations
  • 2007-07-19 → 2011-10-10
    Walnut Street Securities, Inc.
    Carnegie, PA
    Carnegie, PA
  • 2001-07-19 → 2006-11-02
    Walnut Street Advisers Inc
    Carnegie, PA
Other Businesses

1) CAROL BECK DAY 114 HIDDEN VALLEY COURT SEWICKLEY, PA 15143. BEGAN 01/15/1976 AS A YOGA TEACHING INSTRUCTOR. NOT INVESTMENT RELATED. DEVOTES 8 HRS/WKLY. 8 HRS DURING TRADING. 2)PERFORMANCE SYSTEM INC. 102 BROADWAY AVENUE STE 200 CARNEGIE, PA 15106. BEGAN 12/30/91 AS AGENT SELLING OF LIFE INSURANCE. NOT INVESTMENT RELATED. DEVOTES 25 HRS/WK. NONE DURING TRADING. 3.CHARLES RICH INC, 102 BROADWAY ST, STE 200, CARNEGIE, PA, 1/1972 AS PRESIDENT OF AUTO, ELECTRONIC, & FURNITURE LEASING BUSINESS. NIR - 2/WK - 0/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-12
S63 Uniform Securities Agent State Law Examination 1985-05-07
  • S65 Uniform Investment Adviser Law Examination
    2000-10-12
  • S63 Uniform Securities Agent State Law Examination
    1985-05-07
Designations
Other Names
  • Carol Day
  • Carol M Day
  • Carol T Beck

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