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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-10-14
  • PA RA
    APPROVED
    Since 2015-10-14

Branch Locations

2724 Harts Run Road, Allison Park, PA 15101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Commonwealth Bank Wexford PA 01/2011 Present
Infinex Investments, Inc. Meriden CT 10/2015 Present
  • 01/2011 → Present
    First Commonwealth Bank
    Wexford, PA
  • 10/2015 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2011-02-09 → 2015-10-16
    Essex National Securities, Llc
    Wexford, PA
  • 2004-04-16 → 2011-01-26
    Uvest Financial Services Group, Inc.
    Wexford, PA
    Butler, PA
    Wexford, PA
  • 2003-10-21 → 2004-05-26
    Ga Financial Strategies Llc
    Pittsburgh, PA
Other Businesses

1.) SVP OF FIRST COMMONWEALTH BANK. Financial Inst.(Bank). Yes, Investment related. Started 1/2011. Approx 20 hours per month. Approx 20 hours during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-01
S63 Uniform Securities Agent State Law Examination 1986-05-02
  • S65 Uniform Investment Adviser Law Examination
    1997-04-01
  • S63 Uniform Securities Agent State Law Examination
    1986-05-02

View on SEC IAPD

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