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David Lee Ruff

Advisors Capital Management, LLC

Ridgewood, NJ

Reno, NV

CRD 1955209

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Employer firm

Advisors Capital Management, LLC CRD 112266

$12.2B regulatory AUM 34 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Advisors Capital Management, Llc

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-12
NV RA APPROVED 2025-09-12
  • CA RA
    APPROVED
    Since 2025-09-12
  • NV RA
    APPROVED
    Since 2025-09-12

Branch Locations

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

200 W 2Nd St, Unit 1106, Reno, NV 89501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forward Management Llc San Francisco CA 08/2008 10/2018
Advisors Capital Management, Llc Ridgewood NJ 10/2018 Present
Previous Registrations
  • 2004-04-29 → 2008-08-05
    Berkeley Capital Management Llc
    San Francisco, CA
  • 2002-06-26 → 2003-06-12
    Fdx Advisors, Inc.
    Sacramento, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-12-01
S65 Uniform Investment Adviser Law Examination 1993-11-03
  • S63 Uniform Securities Agent State Law Examination
    2006-12-01
  • S65 Uniform Investment Adviser Law Examination
    1993-11-03
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
ACCURATE WEALTH MANAGEMENT, LLC

Nearby Investors

WESLEY SCOTT GOLDBERG
STEVE KYLE KILLEBREW
JASON JAMES ARMENTI

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Ridgewood, NJ
COMMONWEALTH FINANCIAL NETWORK · RIDGEWOOD, NJ
ACCURATE WEALTH MANAGEMENT, LLC · Ridgewood, NJ

More in Ridgewood, NJ

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