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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-06
GA RA APPROVED 2022-02-21
SC RA APPROVED 2022-02-15
AL RA APPROVED 2021-05-19
TX RA APPROVED 2021-05-19
  • NC RA
    APPROVED
    Since 2024-08-06
  • GA RA
    APPROVED
    Since 2022-02-21
  • SC RA
    APPROVED
    Since 2022-02-15
  • AL RA
    APPROVED
    Since 2021-05-19
  • TX RA
    APPROVED
    Since 2021-05-19

Branch Locations

335B E Main St, Tupelo, MS 38804 • United States

2501 20Th Pl S Ste 400, Birmingham, AL 35223 • United States

Birmingham, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 11/2014 05/2021
Cetera Investment Advisers Schaumburg IL 11/2014 05/2021
Ameriprise Financial Services, Llc Birmingham AL 05/2021 Present
  • 11/2014 → 05/2021
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2014 → 05/2021
    Cetera Investment Advisers
    Schaumburg, IL
  • 05/2021 → Present
    Birmingham, AL
Previous Registrations
  • 2014-11-25 → 2021-05-21
    Birmingham, AL
    Schaumburg, IL
  • 2012-03-12 → 2014-11-25
    Birmingham, AL
    Birmingham, AL
  • 2009-01-02 → 2012-03-15
    Saint Petersburg, FL
  • 2008-10-02 → 2009-01-02
    Raymond James Financial Services, Inc.
    St Petersburg, FL
    St Petersburg, FL
    Birmingham, AL
  • 2000-08-25 → 2008-09-10
    Columbus, GA
    Savannah, GA
    Greenville, SC
    Rome, GA
    Leesburg, GA
    Americus, GA
    Jasper, AL
    Pensacola, FL
    Huntsville, AL
    Tuscaloosa, AL
    Alpharetta, GA
    Birmingham, AL
    Montgomery, AL
    Atlanta, GA
    Fernandina Beach, FL
    St. Simons Island, GA
    Dothan, AL
    Nashville, TN
    Mary Esther, FL
    Columbus, GA
    St. Petersburg, FL
    Enterprise, AL
    Jacksonville, FL
    Memphis, TN
    Birmingham, AL
    Birmingham, AL
    Atlanta, GA
Other Businesses

Real Estate Ownership; Commercial; 2329 North Grand Avenue, , Nogales, AZ, 85621; Not Investment-Related; 04/10/1999. Business Ownership; Sierra Seed Company; Shareholder; Seed Distributor; 2329 North Grand Avenue, , Nogales, AZ, 85621; Not Investment-Related; 06/30/2021; 0 hours per month; 0 during trading hours / Sierra Seed International; Co-owner; Seed Distribution; Carretera Estatal Luis Vonaldo Colosio, , Imuris, Sonora, , MEX; Not Investment-Related; 09/01/2023; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-16
S63 Uniform Securities Agent State Law Examination 1995-08-07
  • S65 Uniform Investment Adviser Law Examination
    1996-01-16
  • S63 Uniform Securities Agent State Law Examination
    1995-08-07
Other Names
  • Kyle Jay Hallman
  • Kyle J Hallman
  • Kyle Hallman

View on SEC IAPD

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