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Current Employers
Mm Ascend Life Investor Services, Llc

191 Rosa Parks Street, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-05-26
  • OH RA
    APPROVED
    Since 2011-05-26

Branch Locations

191 Rosa Parks, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great American Advisors, Inc. (F/K/A Aag Securities, Inc.) Cincinnati OH 05/1994 03/2022
Mm Ascend Life Investor Services, Llc Cincinnati OH 03/2022 Present
Massmutual Ascend Life Insurance Company Cincinnati OH 05/2021 Present
  • 05/1994 → 03/2022
    Great American Advisors, Inc. (F/K/A Aag Securities, Inc.)
    Cincinnati, OH
  • 03/2022 → Present
    Cincinnati, OH
  • 05/2021 → Present
    Massmutual Ascend Life Insurance Company
    Cincinnati, OH
Other Businesses

1.) MassMutual Ascend Life Insurance Company (MMALIC), located at 191 Rosa Parks Street, Cincinnati, Ohio 45202 is the parent company of MM Ascend Life Investor Services, LLC (MMALIS). MMALIC issues annuities, including registered annuity products. MMALIS serves as the distributor for MMALIC's registered annuities. Pete works for MMALIC's Annuity Compliance division. Position: Compliance Director ; full-time occupation. 2.) Devou Properties, INC.; board member of drees pavilion; banquet/reception facility in devou properties board; oversees the operations of the dree's pavilion by approving the budget and major expenditures; meeting monthly with the director, serving as liason with the city, and allocating surplus funds toward improvement projects in the park. 3.) Devou Park Advisory Council; member of a committe that meets monthly with park management and representatives of covington city hall to review usage; maintenance and management of the park and to prioritize the major improvements based on available budgets 4.) Behringer Crawford Museum; member of the board of trustees.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1989-07-26
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1989-07-26
Designations

View on SEC IAPD

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