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191 Rosa Parks Street, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2011-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great American Advisors, Inc. (F/K/A Aag Securities, Inc.) | Cincinnati | OH | 05/1994 | 03/2022 |
| Mm Ascend Life Investor Services, Llc | Cincinnati | OH | 03/2022 | Present |
| Massmutual Ascend Life Insurance Company | Cincinnati | OH | 05/2021 | Present |
1.) MassMutual Ascend Life Insurance Company (MMALIC), located at 191 Rosa Parks Street, Cincinnati, Ohio 45202 is the parent company of MM Ascend Life Investor Services, LLC (MMALIS). MMALIC issues annuities, including registered annuity products. MMALIS serves as the distributor for MMALIC's registered annuities. Pete works for MMALIC's Annuity Compliance division. Position: Compliance Director ; full-time occupation. 2.) Devou Properties, INC.; board member of drees pavilion; banquet/reception facility in devou properties board; oversees the operations of the dree's pavilion by approving the budget and major expenditures; meeting monthly with the director, serving as liason with the city, and allocating surplus funds toward improvement projects in the park. 3.) Devou Park Advisory Council; member of a committe that meets monthly with park management and representatives of covington city hall to review usage; maintenance and management of the park and to prioritize the major improvements based on available budgets 4.) Behringer Crawford Museum; member of the board of trustees.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-26 |
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