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Kenneth Brian Kann

Beacon Pointe Advisors, LLC

Scottsdale, AZ

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-02-27
  • AZ RA
    APPROVED
    Since 2017-02-27

Branch Locations

16767 N Perimeter Dr, Suite 100, Scottsdale, AZ 85260 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windsor Capital Management, Llc Phoenix AZ 08/2010 01/2017
Beacon Pointe Wealth Advisors, Llc Scottsdale AZ 01/2017 03/2020
Beacon Pointe Advisors, Llc Scottsdale AZ 01/2017 03/2020
Beacon Pointe Advisors, Llc Scottsdale AZ 04/2020 Present
Previous Registrations
  • 2017-02-27 → 2020-04-27
    Beacon Pointe Wealth Advisors, Llc
    Scottsdale, AZ
    Newport Beach, CA
  • 2010-08-19 → 2017-01-27
    Windsor Capital Management, Llc
    Phoenix, AZ
  • 2010-05-04 → 2010-08-12
    Harrisdirect Llc
    Arlington, VA
  • 2009-07-02 → 2010-03-10
    Chase Investment Services Corp.
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Glendale, AZ
  • 2006-11-30 → 2008-07-17
    Bbva Compass Investment Solutions, Inc
    Scottsdale, AZ
    Scottsdale, AZ
  • 2005-01-03 → 2006-11-02
    Edelman Financial Engines
    Phoenix, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-07-07
S65 Uniform Investment Adviser Law Examination 2005-02-09
  • S63 Uniform Securities Agent State Law Examination
    2009-07-07
  • S65 Uniform Investment Adviser Law Examination
    2005-02-09
Other Names
  • Kubla Kann

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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