Kenneth Brian Kann

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 01/2017
  Windsor Capital Management, Llc
  Phoenix, AZ
• 01/2017 → 03/2020
  Beacon Pointe Wealth Advisors, Llc
  Scottsdale, AZ
• 01/2017 → 03/2020
  Beacon Pointe Advisors, Llc
  Scottsdale, AZ
• 04/2020 → Present
  Beacon Pointe Advisors, Llc
  Scottsdale, AZ

Previous Registrations

• 2017-02-27 → 2020-04-27
  Beacon Pointe Wealth Advisors, Llc
  Scottsdale, AZ
  Newport Beach, CA
• 2010-08-19 → 2017-01-27
  Windsor Capital Management, Llc
  Phoenix, AZ
• 2010-05-04 → 2010-08-12
  Harrisdirect Llc
  Arlington, VA
• 2009-07-02 → 2010-03-10
  Chase Investment Services Corp.
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Glendale, AZ
• 2006-11-30 → 2008-07-17
  Bbva Compass Investment Solutions, Inc
  Scottsdale, AZ
  Scottsdale, AZ
• 2005-01-03 → 2006-11-02
  Edelman Financial Engines
  Phoenix, AZ

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-07-07
• S65 Uniform Investment Adviser Law Examination
  2005-02-09

Other Names

• Kubla Kann