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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-24
NY RA APPROVED 2021-05-03
CT RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2021-05-24
  • NY RA
    APPROVED
    Since 2021-05-03
  • CT RA
    APPROVED
    Since 2012-10-01

Branch Locations

410 Northern Boulevard, Great Neck, NY 11021 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Great Neck NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Great Neck NY 08/2005 Present
Previous Registrations
  • 2005-08-30 → 2012-10-01
    Chase Investment Services Corp.
    Great Neck, NY
    Manhassett, NY
    East Rockaway, NY
    Roslyn, NY
    Greenvale, NY
    Port Washington, NY
    Roslyn, NY
    Port Washington, NY
    Great Neck, NY
    Great Neck, NY
    Great Neck, NY
    Great Neck, NY
  • 2005-04-29 → 2005-08-25
    Citicorp Investment Services
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-29
S63 Uniform Securities Agent State Law Examination 1989-09-27
  • S65 Uniform Investment Adviser Law Examination
    2005-03-29
  • S63 Uniform Securities Agent State Law Examination
    1989-09-27

View on SEC IAPD

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