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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-13 |
| GA | RA | APPROVED | 2020-05-21 |
Branch Locations
2180 Satellite Blvd Ste 100, Duluth, GA 30097 • United States
Dahlonega, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Suwanee | GA | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Suwanee | GA | 11/2016 | 05/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-06 |
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