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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 1995-02-24
  • SC RA
    APPROVED
    Since 1995-02-24

Branch Locations

311 Meetze Ave, Lexington, SC 29072 • United States

Saint Matthews, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lexington SC 09/2005 03/2020
Ameriprise Financial Services, Llc Lexington SC 03/2020 Present
Other Businesses

Board of Directors; The Rotary Club of St Matthews; Treasurer; St Matthews SC 29135, ,; ; 08/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Atlas Resources, LLC; Advisor; Manage advisory business; 311 Meetze Ave., , Lexington, SC, 29072; Investment-Related; 10/16/2025; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-28
  • S63 Uniform Securities Agent State Law Examination
    1994-12-28
Other Names
  • Frank Rawlinson Mcleod

View on SEC IAPD

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