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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-24 |
| TX | RA | APPROVED_RES | 2020-10-15 |
| IL | RA | APPROVED | 2014-01-23 |
Branch Locations
600 Country Club View Suite 5, Edwardsville, IL 62025 • United States
Santa Rosa Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Edwardsville | IL | 01/2014 | Present |
1. THE BOB EMIG FOUNDATION; 15 FOX MILL DRIVE MARYVILLE IL 62062; PROMOTE THE WELL-BEING OF YOUTH THROUGH SPORTS; BOARD MEMBER; PROMOTES THE FOUNDATION, VOLUNTEERS TIME AT EVENTS, PROVIDES GUIDANCE IN THE JACKIE JOYNER KERSEE SOCCER PROGRAM; AFFILIATION STARTED 08/01/2016; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; HE HAS VOLUNTEERED TIME FOR THIS ORGANIZATION FOR THE PAST 4 YEARS; NOW, THEY WANT TO INVITE HIM TO BE A BOARD MEMBER; NOT INVESTMENT-RELATED. 2. Bob Emig Foundation; 15 Fox Mill Drive Maryville IL 62062; Charitable Foundation supporting youth sports/education; secretary; Documenting minutes of the board meetings; 10/03/2016; 2.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-15 |
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