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David Bryant Field

Ubs Financial Services Inc.

Oakbrook Terrace, IL

Oakbrook Terrac, IL

Huntley, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2002-09-23
IL RA APPROVED 1999-10-08
  • TX RA
    APPROVED_RES
    Since 2002-09-23
  • IL RA
    APPROVED
    Since 1999-10-08

Branch Locations

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Oakbrook Terrace Tower One Tower Lane - Suite 640, Oakbrook Terrac, IL 60181 • United States

Huntley, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Oakbrook Terrance IL 07/1998 Present
Painewebber Incorporated Terrance IL 07/1998 Present
  • 07/1998 → Present
    Painewebber
    Oakbrook Terrance, IL
  • 07/1998 → Present
    Painewebber Incorporated
    Terrance, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-14
S63 Uniform Securities Agent State Law Examination 1997-03-14
  • S65 Uniform Investment Adviser Law Examination
    1999-08-14
  • S63 Uniform Securities Agent State Law Examination
    1997-03-14

View on SEC IAPD

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Other Offices

NORTHERN TRUST SECURITIES, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · Villa Park, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Oakbrook Terrace, IL
B. RILEY WEALTH ADVISORS, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRAC, IL
LPL FINANCIAL LLC · OAKBROOK TERRACE, IL

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