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Matthew Douglas Nevins

Mariner

Phoenix, AZ

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-09-08
AZ RA APPROVED 2023-09-07
  • WA RA
    APPROVED
    Since 2023-09-08
  • AZ RA
    APPROVED
    Since 2023-09-07

Branch Locations

2425 E. Camelback Road Ste. 620, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation Scottsdale AZ 07/2016 02/2022
Securities America, Inc. Phoenix AZ 02/2022 08/2023
Pfg Advisors Phoenix AZ 02/2022 08/2023
Mariner Wealth Advisors Overland Park KS 09/2023 Present
  • 07/2016 → 02/2022
    First Financial Equity Corporation
    Scottsdale, AZ
  • 02/2022 → 08/2023
    Securities America, Inc.
    Phoenix, AZ
  • 02/2022 → 08/2023
    Pfg Advisors
    Phoenix, AZ
  • 09/2023 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
  • 2022-03-10 → 2023-09-03
    Pfg Advisors
    Phoenix, AZ
  • 2018-07-20 → 2022-02-28
    Ffec Wealth Partners Llc
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-23
  • S66 Uniform Combined State Law Examination
    2018-06-23

View on SEC IAPD

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Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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