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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-29 |
| CA | RA | APPROVED | 2021-11-16 |
Branch Locations
411 Borel Avenue Suite 220, San Mateo, CA 94402 • United States
2725 Sand Hill Road, Menlo Park, CA 94025 • United States
2882 Sand Hill Road Suite 200, Menlo Park, CA 94025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Mateo | CA | 10/2014 | 10/2021 |
| Morgan Stanley | San Mateo | CA | 11/2021 | Present |
| Morgan Stanley | Menlo Park | CA | 09/2023 | Present |
RENTAL PROPERTY: OWNER (OWN WITH SPOUSE) NOT INVESTMENT-RELATED ADDRESS: 2464 NEW JERSEY AVE, SAN JOSE, CA 95124 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: 1 NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0 DUTIES RELATING TO THE OTHER BUSINESS: CO-OWNER WITH SPOUSE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-18 |
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