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Sarah C Morgan

Ubs Financial Services Inc.

Indianapolis, IN

Fishers, IN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-06-08
TX RA APPROVED_RES 2017-11-30
  • IN RA
    APPROVED
    Since 2018-06-08
  • TX RA
    APPROVED_RES
    Since 2017-11-30

Branch Locations

8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 02/2011 11/2017
Ubs Financial Services, Inc Indianapolis IN 11/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-07
S63 Uniform Securities Agent State Law Examination 2010-11-24
  • S66 Uniform Combined State Law Examination
    2012-12-07
  • S63 Uniform Securities Agent State Law Examination
    2010-11-24
Other Names
  • Sarah Catherine Chamberlain
  • Sarah Catherine Fisher
  • Sarah Catherine Chamberlain
  • Sarah Catherine Fisher
  • Sarah Catherine Morgan

View on SEC IAPD

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