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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-11-04 |
| NJ | RA | APPROVED | 2020-07-14 |
| TX | RA | APPROVED | 2020-07-09 |
Branch Locations
21 E Front St 5Th Fl Ste 500, Red Bank, NJ 07701 • United States
Longboat Key, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Red Bank | NJ | 10/1999 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Red Bank | NJ | 11/2016 | 07/2020 |
| Wells Fargo Advisors Financial Network, Llc | Red Bank | NJ | 07/2020 | Present |
DDS FINANCIAL, LLC; INVESTMENT RELATED; RED BANK,NJ; 33.3% OWNERSHIP; START DATE 07/13/2020; NUMBER OF HOURS PER MONTH 140; NUMBER OF HOURS DURING TRADING 6; OWNER OF FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-16 |
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