James Kelley Vaughn

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Birmingham, AL

Previous Registrations

• 2007-02-13 → 2013-02-13
  Morgan Keegan & Company, Llc
  Birmingham, AL
  Alabaster, AL
  Birmingham, AL
• 2003-07-10 → 2007-02-13
  Amsouth Investment Management Company Llc
  Birmingham, AL
• 2003-03-14 → 2003-09-29
  Amsouth Investment Services, Inc.
  Birmingham, AL
  Bessemer, AL
  Birmingham, AL
  Bessemer, AL
  Hueytown, AL
  Fairfield, AL
  Alabaster, AL
  Bessemer, AL
  Helena, AL
  Bessemer, AL

Other Businesses

(1)Name of Business: Address: 1021 Baldwin Lane, Birmingham, AL, 35242, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 08/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S66 Uniform Combined State Law Examination
  2000-06-02
• S63 Uniform Securities Agent State Law Examination
  1995-12-07

Other Names

• James Kelley Jr Vaughn