Troy A Randall

Current Employers

Employment History

• 02/2004 → 01/2017
  Principal Fin Group
  Des Moines, IA
• 03/2017 → 07/2020
  Investacorp, Inc.
  Miami, FL
• 03/2017 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 02/2017 → 06/2021
  Highland
  Norwalk, IA
• 07/2020 → 06/2021
  Securities America, Inc.
  Norwalk, IA
• 07/2020 → 06/2021
  Securities America Advisors, Inc.
  Norwalk, IA
• 06/2021 → 02/2023
  Morgan Stanley
  West Des Moines, IA
• 02/2023 → Present
  Rbc Capital Markets, Llc
  Minneapolis, MN

Previous Registrations

• 2021-06-29 → 2023-02-23
  Morgan Stanley
  West Des Moines, IA
• 2020-07-17 → 2021-06-10
  Securities America Advisors, Inc.
  Norwalk, IA
• 2017-03-08 → 2020-07-17
  Investacorp Advisory Services Inc
  Indianapolis, IN
  Norwalk, IA
• 2004-04-21 → 2017-02-17
  Principal Securities, Inc.
  Des Moines, IA
  West Des Moines, IA
  West Des Moines, IA
  Des Moines, IA
• 2003-04-15 → 2004-02-13
  Lpl Financial Llc
  Johnston, IA
• 2002-01-29 → 2003-01-09
  Wells Fargo Investments, Llc
  Des Moines, IA

Other Businesses

1) NAME OF ENTITY: 100 Men of Norwalk ADDRESS: PO Box 283, Norwalk, IA 50211 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-for-Profit START DATE: 02.27.23 CAPACITY: Board Member DUTIES: Advisory board member providing insight and perspective for how to operate the organization efficiently. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Twin Lakes Homeowners Association ADDRESS: 2737 83rd Ln, Norwalk, IA 50211 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: HOA START DATE: 12.03.24 CAPACITY: Board of Directors DUTIES: Vote on monthly assessments, distribution of funds for maintenance of limited common property, assist with other duties as needed. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2002-01-14
• S65 Uniform Investment Adviser Law Examination
  1999-12-31
• S63 Uniform Securities Agent State Law Examination
  1989-06-19

Designations

Other Names

• Troy A Randall
• Troy Allen Randall