Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-31
TX RA APPROVED_RES 2021-08-30
CA RA APPROVED 2021-08-25
  • NY RA
    APPROVED
    Since 2021-08-31
  • TX RA
    APPROVED_RES
    Since 2021-08-30
  • CA RA
    APPROVED
    Since 2021-08-25

Branch Locations

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Century City CA 12/1998 08/2021
Bank Of America,Na Century City CA 09/2009 08/2021
Rbc Capital Markets, Llc Beverly Hills CA 08/2021 Present
City National Bank Beverly Hills CA 09/2021 Present
Previous Registrations
Other Businesses

I*121866 For profit or not for profit: For-Profit Organization Name of outside business organization: SOHO LONGWOOD LLC Investment related: N Address of business: losangeles, California 90036 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 43585 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: the LLC will purchase a property in mid Wilshire Area in LA it will be renovated and then either be sold or rented depending on the market David Musiki my sister son in law is the General Partner his brother in law Behrad is an investor like myself

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-25
S63 Uniform Securities Agent State Law Examination 1991-04-23
  • S65 Uniform Investment Adviser Law Examination
    2004-03-25
  • S63 Uniform Securities Agent State Law Examination
    1991-04-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor