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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2010-01-14 |
| TX | RA | APPROVED | 2006-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 11/2006 | Present |
| Bank Of America, N.A. | Seattle | WA | 05/2017 | Present |
I*72850 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HIGHLINE CHRISTIAN CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: BURIEN, WASHINGTON 98168 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 41821 NUMBER OF HOURS DEVOTED: 15 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COORDINATE SMALL FAITH-BASED GROUPS WITHIN THE CHURCH, PHYSICALLY AND VIA CHURCH WEBSITE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-06 |
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