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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1999-11-15 |
Branch Locations
839 N Perryville Rd Ste 103, Rockford, IL 61107 • United States
Roscoe, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rockford | IL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rockford | IL | 03/2020 | Present |
Business Ownership; 815 Rockford Rentals, LLC; Managing real estate holding company; Managing real estate holding company; 8732 Overlook Dr, , Roscoe, IL, 61073; Investment-Related; 03/02/2023; 1 to 9 hours per month; 1 to 9 during trading hours / CWAG, LLC; Co-owner; Manage Ameriprise Business; 7617 Mineral Point Road, , madison, WI, 53719; Investment-Related; 03/23/2022; 1 to 9 hours per month; 1 to 9 during trading hours / 815Roscoe LLC; Owner; Manage Ameriprise Business; 8732 overlook dr, , roscoe, IL, 61107; Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; CWAG, LLC; Co-owner; Manage advisory business; 7617 Mineral Point Road, Suite 200, Madison, WI, 53717; Investment-Related; 03/23/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-29 |
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